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British Columbia Securities Commission
Results: 172

#	Item
71	Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F1 Notice of Termination of Registered Individuals and Permitted Individuals Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-02 12:50:01 Ontario Securities Commission British Columbia Securities Commission Autorité des marchés financiers Securities Commission of New Zealand United States securities law Provinces and territories of Canada SEC filings Canadian securities regulation Securities Exchange Act Financial regulation Government Self-regulatory organization
72	Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F5 Change of Registration Information Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-02 12:49:56 Autorité des marchés financiers British Columbia Securities Commission Self-regulatory organization Ontario Securities Commission Financial regulation Provinces and territories of Canada Securities Commission of New Zealand Securities Commission Regulation D United States Securities and Exchange Commission Government United States securities law
73	2014 Annual Compliance Report Card British Columbia Securities Commission May 2014 INTRODUCTION Add to Reading List Source URL: bcsc.bc.ca Language: English - Date: 2014-05-22 15:21:24 Exempt market dealer Regulatory compliance Business Corporate governance Money United States corporate law United States securities law Finance Investment Financial economics
74	December 20, 2012 British Columbia Securities Commission Alberta Securities Commission Saskatchewan Financial Services Commission Manitoba Securities Commission Add to Reading List Source URL: www.icca.ca Language: English - Date: 2014-10-02 00:00:42 Business Audit committee Auditor independence Audit External auditor Information technology audit process Regulation S-X Auditing Accountancy Risk
75	MSC STAFF NOTICE[removed]MEMORANDUM OF UNDERSTANDING ABOUT THE OVERSIGHT OF EXCHANGES AND QUOTATION TRADE REPORTING SYSTEMS Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-07-03 11:48:43 Ontario Securities Commission British Columbia Securities Commission Canadian securities regulation Securities Commission Canadian Securities Administrators Canadian Depository for Securities Autorité des marchés financiers Government Canada
76	Microsoft Word - 11_322_notice.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-06-05 14:28:57 British Columbia Securities Commission Canada Canadian Securities Administrators Ontario Securities Commission Securities Commission Financial economics Securities Investment SEC filings Canadian law Canadian securities regulation Security
77	CSA Staff Notice[removed]Update on CSA Consultation Paper[removed]Review of the Proxy Voting Infrastructure October 31, 2013 On August 15, 2013, the Canadian Securities Administrators (CSA) published for comment CSA Consul Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-10-31 14:11:21 British Columbia Securities Commission Canadian Securities Administrators Ontario Securities Commission Autorité des marchés financiers Government Securities Commission Canada Canadian law Canadian securities regulation
78	Multilateral CSA Notice[removed]Prospectus Exemption for Distributions to Existing Security Holders March 13, 2014 Introduction The securities regulatory authorities in British Columbia, Alberta, Saskatchewan, Manitoba, Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2014-03-13 11:00:22 Investment Finance United States securities law 73rd United States Congress Securities Securities Act Regulation D Security Prospectus Financial economics United States Securities and Exchange Commission Stock market
79	Multilateral CSA Notice[removed]Proposed Prospectus Exemption for Distributions to Existing Security Holders November 21, 2013 Introduction The securities regulatory authorities in British Columbia, Alberta, Saskatchewan, Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-11-29 09:51:53 Finance United States Securities and Exchange Commission Securities United States securities law New Deal Securities Act Prospectus Security Regulation D Stock market Financial economics Investment
80	CSA Staff Notice[removed]Extension of Omnibus/Blanket Order Exempting Mortgage Investment Entities from the Requirement to Register as Investment Fund Managers and Advisers December 3, 2010 On August 20, 2010 each of the Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-10-01 15:25:41 Canadian securities regulation Canadian Securities Administrators Financial economics Investment Canada Securities Commission of New Zealand Mortgage loan Tel Aviv Stock Exchange Finance Canadian law Financial regulation British Columbia Securities Commission